Investment Company Names Form N-PORT Reporting; Extension of Compliance Date

What it does

The Securities and Exchange Commission (the "Commission") is extending the compliance date for the amendments to Form N-PORT that were adopted on September 20, 2023 and relate to the rule under the Investment Company Act of 1940 (the "Investment Company Act") that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. The compliance dates for those Form N-PORT amendments are extended to November 17, 2027, for fund groups with net assets of $10 billion or more as of the end of their most recent fiscal year; and to May 18, 2028, for fund groups with less than $10 billion in net assets as of the end of their most recent fiscal year.

The Securities and Exchange Commission's summary, as published in the Federal Register.

What changed in the regulation

2 parts of Title 17 of the Code of Federal Regulations:

17 CFR 270, 17 CFR 274

Wording on eCFR: the day before it took effect and from the day it took effect (first part listed).

Compared with

The Securities and Exchange Commission has published 12 final rules in 2026 so far, compared with 20 in all of 2025.

Counted by the Tribune from Federal Register records since Jan. 1, 2025.

Before this

1 earlier Federal Register document under regulation identifier 3235-AM72 since Jan. 1, 2025.

• March 20, 2025 Final rule; extension of compliance date. Investment Company Names; Extension of Compliance Date

What happens next and when

Effective date: The effective date for this release is March 25, 2026.

The agency's dates, word for word.

Check it yourself

• The document in the Federal Register
• Title 17 on eCFR

The record as published

Source: the Federal Register (public domain). The document in the Federal Register