Publication or Submission of Quotations Without Specified Information
Built by the Tribune's code from the Federal Register. No AI wrote this page. Published in the Federal Register March 19, 2026. Document 2026-05401. Updated Nov. 13, 2026.
- What it does
The Securities and Exchange Commission ("Commission") is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities.
The Securities and Exchange Commission's summary, as published in the Federal Register.
- What it would change
1 part of Title 17 of the Code of Federal Regulations:
- Before this
No earlier Federal Register document under regulation identifier 3235-AN36 since Jan. 1, 2025.
- What happens next and when
Comments should be submitted on or before May 18, 2026.
The agency's dates, word for word.
- Check it yourself
The record as published
| Document number | 2026-05401 |
|---|---|
| Action | Proposed rule. |
| Agencies | Securities and Exchange Commission |
| Published | March 19, 2026 |
| Comments close | May 18, 2026 |
| Regulation identifier (RIN) | 3235-AN36 |
Source: the Federal Register (public domain). The document in the Federal Register