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Proposed rule

Form PF; Reporting Requirements for All Filers

Built by the Tribune's code from the Federal Register. No AI wrote this page. Published in the Federal Register April 24, 2026. Document 2026-07993. Updated Nov. 12, 2026.

What it does

The Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC") (collectively, "we" or the "Commissions") are proposing to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator (a "CPO") or a commodity trading advisor (a "CTA"). The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions. The proposed amendments are designed to eliminate certain burdens, among other things.

The Commodity Futures Trading Commission's summary, as published in the Federal Register.

What it would change

3 parts of Title 17 of the Code of Federal Regulations:

17 CFR 4, 17 CFR 275, 17 CFR 279

Wording on eCFR: the day before it took effect and from the day it took effect (first part listed).

Before this

No earlier Federal Register document under regulation identifier 3038-AF68, 3235-AN64 since Jan. 1, 2025.

What happens next and when

This proposal was published in the Federal Register on April 24, 2026. Comments should be received on or before June 23, 2026.

The agency's dates, word for word.

Document number2026-07993
ActionJoint proposed rules.
AgenciesCommodity Futures Trading Commission; Securities and Exchange Commission
PublishedApril 24, 2026
Effective dateApril 24, 2026
Comments closeJune 23, 2026
Regulation identifier (RIN)3038-AF68, 3235-AN64
DocketIA-6959

Source: the Federal Register (public domain). The document in the Federal Register