Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech Firms
Built by the Tribune's code from the Federal Register. No AI wrote this page. Published in the Federal Register June 18, 2026. Document 2026-12337. Updated Nov. 9, 2026.
- What it does
Pursuant to its obligations under Executive Order 14405, the Commodity Futures Trading Commission ("Commission") is requesting information (this "RFI") from relevant market participants that will assist the Commission in identifying Commission regulations, guidance documents, orders, no-action letters, and other items that may unduly impede fintech firms from entering into partnerships with financial infrastructures and intermediaries regulated by the Commission (including, whether or not registered with the Commission, futures commission merchants ("FCMs"), introducing brokers ("IBs"), swap dealers ("SDs"), commodity pool operators ("CPOs"), commodity trading advisors ("CTAs"), designated contract markets ("DCMs"), swap execution facilities ("SEFs"), derivatives clearing organizations ("DCOs"), and swap data repositories ("SDRs")), as well as regulations, guidance documents, orders, no-action letters, and other items that could be amended to streamline application processes for eligible fintech firms seeking registrations and authorizations from the Commission, while balancing innovation interests with the importance of safety and soundness, consumer and investor protection, market integrity, financial stability, and oversight.
The Commodity Futures Trading Commission's summary, as published in the Federal Register.
- What it would change
16 parts of Title 17 of the Code of Federal Regulations:
17 CFR 1, 17 CFR 3, 17 CFR 4, 17 CFR 23, 17 CFR 30, 17 CFR 36, 17 CFR 37, 17 CFR 38, 17 CFR 39, 17 CFR 40, 17 CFR 41, 17 CFR 43, 17 CFR 45, 17 CFR 48, 17 CFR 49, 17 CFR 50
- Before this
No earlier Federal Register document under regulation identifier 3038-ZA24 since Jan. 1, 2025.
- What happens next and when
Comments must be received on or before July 9, 2026.
The agency's dates, word for word.
The record as published
| Document number | 2026-12337 |
|---|---|
| Action | Request for information. |
| Agencies | Commodity Futures Trading Commission |
| Published | June 18, 2026 |
| Comments close | July 9, 2026 |
| Regulation identifier (RIN) | 3038-ZA24 |
| Docket | CFTC-2026-1321 |
Source: the Federal Register (public domain). The document in the Federal Register