Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
Built by the Tribune's code from the Federal Register. No AI wrote this page. Published in the Federal Register June 24, 2026. Document 2026-12743. Updated Nov. 9, 2026.
- What it does
The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (together, the "Commissions") request public comment on potential ways to draw clearer regulatory lines with respect to innovative products that may implicate both SEC and CFTC regulatory interests. The Commissions also request public comment on potential approaches to enable alternative compliance.
The Commodity Futures Trading Commission's summary, as published in the Federal Register.
- What it would change
4 parts of Title 17 of the Code of Federal Regulations:
- Before this
No earlier Federal Register document under regulation identifier 3038-AF71, 3235-AN79 since Jan. 1, 2025.
- What happens next and when
Comments must be received on or before August 24, 2026.
The agency's dates, word for word.
The record as published
| Document number | 2026-12743 |
|---|---|
| Action | Joint request for comment. |
| Agencies | Commodity Futures Trading Commission; Securities and Exchange Commission |
| Published | June 24, 2026 |
| Comments close | Aug. 24, 2026 |
| Regulation identifier (RIN) | 3038-AF71, 3235-AN79 |
| Docket | CFTC-2026-1355 |
Source: the Federal Register (public domain). The document in the Federal Register