Investment Company Cross Trading
Built by the Tribune's code from the Federal Register. No AI wrote this page. Published in the Federal Register Oct. 15, 2026. Document 2026-21037. Updated Nov. 5, 2026.
- What it does
The Securities and Exchange Commission (the "Commission") is proposing to amend the rule under the Investment Company Act of 1940 (the "Investment Company Act") that permits securities transactions between a registered investment company and certain affiliates (referred to as "cross trades"), subject to conditions. The proposed amendments are designed to expand the scope of securities that are eligible for cross trading, modernize the rule's conditions, and enhance investor protection. The Commission also proposes to require aggregated reporting of trading activity and cross trades in Form N- PORT and Form N-MFP.
The Securities and Exchange Commission's summary, as published in the Federal Register.
- What it would change
2 parts of Title 17 of the Code of Federal Regulations:
Wording on eCFR: the day before it took effect and from the day it took effect (first part listed).
- Before this
No earlier Federal Register document under regulation identifier 3235-AN45 since Jan. 1, 2025.
- What happens next and when
This proposal was published in the Federal Register on October 15, 2026. Comments should be received on or before December 14, 2026.
The agency's dates, word for word.
- Check it yourself
The record as published
| Document number | 2026-21037 |
|---|---|
| Action | Proposed rule. |
| Agencies | Securities and Exchange Commission |
| Published | Oct. 15, 2026 |
| Effective date | Oct. 15, 2026 |
| Comments close | Dec. 14, 2026 |
| Regulation identifier (RIN) | 3235-AN45 |
| Docket | IC-36358 |
| Significant (marked in the Federal Register) | Yes |
Source: the Federal Register (public domain). The document in the Federal Register