Securities and Exchange Commission: federal rules
The Securities and Exchange Commission published 11 final rules in 2026 so far and 20 in 2025, counted by the Tribune from the Federal Register.
Built by the Tribune's code from the Federal Register. No AI wrote this page. Updated Oct. 23, 2026.
Final rules 31
- Oct. 6, 2026Adoption of Updated EDGAR Filer Manual
Final rule · Securities and Exchange Commission · 17 CFR part 232 · Opens the Federal Register
- Oct. 2, 2026Commission Quorum Requirement
Final rule · Securities and Exchange Commission · 17 CFR part 200 · Opens the Federal Register
- Aug. 6, 2026Investment Company Governance Technical Amendments
Final rule · Securities and Exchange Commission · 17 CFR part 270 · Opens the Federal Register
- July 20, 2026Modernization of Delegations of Authority to Commission Staff
Final rule · Securities and Exchange Commission · 17 CFR parts 200, 201, 203 · Opens the Federal Register
- June 25, 2026Technical Amendments to Form X-17A-5 Part IIA
Final rule · Securities and Exchange Commission · 17 CFR part 249 · Opens the Federal Register
- June 1, 2026Holding Foreign Insiders Accountable Act Disclosure; Correction
Final rule · Securities and Exchange Commission · 17 CFR parts 240, 249 · Opens the Federal Register
- May 21, 2026Rescission of Policy Regarding Denials in Settlements of Enforcement Actions
Final rule · Securities and Exchange Commission · 17 CFR part 202 · Opens the Federal Register
- April 16, 2026Adoption of Updated EDGAR Filer Manual
Final rule · Securities and Exchange Commission · 17 CFR part 232 · Opens the Federal Register
- March 3, 2026Holding Foreign Insiders Accountable Act Disclosure
Final rule · Securities and Exchange Commission · 17 CFR parts 240, 249 · Opens the Federal Register
- Feb. 23, 2026Investment Company Names Form N-PORT Reporting; Extension of Compliance Date
Final rule · Securities and Exchange Commission · 17 CFR parts 270, 274 · Opens the Federal Register
- Jan. 12, 2026List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Final rule · Securities and Exchange Commission · Opens the Federal Register
- Dec. 31, 2025Delegation of Authority to the Director of the Division of Investment Management
Final rule · Securities and Exchange Commission · 17 CFR part 200 · Opens the Federal Register
- Dec. 18, 2025Technical Amendments to Commission Rules and Forms
Final rule · Securities and Exchange Commission · 17 CFR parts 230, 270, 274 · Opens the Federal Register
- Dec. 11, 2025Technical Amendments to Commission Forms
Final rule · Securities and Exchange Commission · 17 CFR part 249 · Opens the Federal Register
- Oct. 2, 2025Extension of Compliance Date for Disclosure of Order Execution Information
Final rule · Securities and Exchange Commission · 17 CFR parts 240, 242 · Opens the Federal Register
- Sept. 19, 2025Commission's Rules of Practice
Final rule · Securities and Exchange Commission · 17 CFR part 201 · Opens the Federal Register
- Sept. 19, 2025Acceleration of Effectiveness of Registration Statements of Issuers With Certain Mandatory Arbitration Provisions
Final rule · Securities and Exchange Commission · 17 CFR parts 231, 241 · Opens the Federal Register
- Sept. 10, 2025Extension of Compliance Dates for Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
Final rule · Securities and Exchange Commission · 17 CFR parts 202, 232, 240 and 1 more · Opens the Federal Register
- July 1, 2025Extension of Compliance Date for Required Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule
Final rule · Securities and Exchange Commission · 17 CFR part 240 · Opens the Federal Register
- July 1, 2025Adoption of Updated EDGAR Filer Manual
Final rule · Securities and Exchange Commission · 17 CFR part 232 · Opens the Federal Register
- June 20, 2025Policy Statement Concerning Agency Referrals for Potential Criminal Enforcement
Final rule · Securities and Exchange Commission · 17 CFR part 202 · Opens the Federal Register
- April 24, 2025Regulation SBSR (Reporting and Dissemination of Security-Based Swap Information) and Security-Based Swap Data Repository Rules; Extension
Final rule · Securities and Exchange Commission · 17 CFR parts 240, 242 · Opens the Federal Register
- April 22, 2025Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs; Delay of Effective and Compliance Dates
Final rule · Securities and Exchange Commission · 17 CFR parts 270, 274 · Opens the Federal Register
- April 18, 2025Adoption of Updated EDGAR Filer Manual
Final rule · Securities and Exchange Commission · 17 CFR part 232 · Opens the Federal Register
- March 20, 2025Investment Company Names; Extension of Compliance Date
Final rule · Securities and Exchange Commission · 17 CFR parts 230, 232, 239 and 2 more · Opens the Federal Register
- March 14, 2025Delegation of Authority to Director of the Division of Enforcement
Final rule · Securities and Exchange Commission · 17 CFR part 200 · Opens the Federal Register
- March 4, 2025Extension of Compliance Dates for Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
Final rule · Securities and Exchange Commission · 17 CFR part 240 · Opens the Federal Register
- Jan. 30, 2025Staff Accounting Bulletin No. 122
Final rule · Securities and Exchange Commission · 17 CFR part 211 · Opens the Federal Register
- Jan. 30, 2025Adoption of Updated EDGAR Filer Manual
Final rule · Securities and Exchange Commission · 17 CFR part 232 · Opens the Federal Register
- Jan. 21, 2025Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
Final rule · Securities and Exchange Commission · 17 CFR parts 202, 232, 240 and 1 more · Opens the Federal Register
- Jan. 13, 2025Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule
Final rule · Securities and Exchange Commission · 17 CFR parts 240, 249 · Opens the Federal Register
Proposed rules 23
- Oct. 23, 2026
- Oct. 15, 2026Investment Company Cross Trading
Proposed rule · Securities and Exchange Commission · 17 CFR parts 270, 274
- Oct. 6, 2026Adviser and Regulated Fund Custody Rules; Crypto Custody Rules
Proposed rule · Securities and Exchange Commission · 17 CFR parts 270, 274, 275 and 1 more · Opens the Federal Register
- Oct. 6, 2026Investment Adviser Performance-Based Compensation Modernization
Proposed rule · Securities and Exchange Commission · 17 CFR parts 239, 249, 274 and 1 more · Opens the Federal Register
- Oct. 5, 2026Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed rule · Securities and Exchange Commission · 17 CFR parts 239, 249, 270 and 1 more · Opens the Federal Register
- Sept. 21, 2026Proxy Solicitation Modernization
Proposed rule · Securities and Exchange Commission · 17 CFR parts 200, 229, 230 and 5 more · Opens the Federal Register
- Sept. 21, 2026Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4
Proposed rule · Securities and Exchange Commission · 17 CFR parts 200, 229, 232 and 2 more · Opens the Federal Register
- Sept. 10, 2026Political Contributions by Certain Investment Advisers
Proposed rule · Securities and Exchange Commission · 17 CFR part 275 · Opens the Federal Register
- Sept. 4, 2026Transfer Agent Rules
Proposed rule · Securities and Exchange Commission · 17 CFR parts 240, 249 · Opens the Federal Register
- Sept. 2, 2026Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
Proposed rule · Securities and Exchange Commission · 17 CFR part 240 · Opens the Federal Register
- Aug. 21, 2026Regulation Crypto Assets
Proposed rule · Securities and Exchange Commission · 17 CFR parts 200, 201, 228 and 3 more · Opens the Federal Register
- July 21, 2026Electronic Delivery of Information Under the Federal Securities Laws
Proposed rule · Securities and Exchange Commission · 17 CFR parts 240, 270, 303 · Opens the Federal Register
- June 17, 2026The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
Proposed rule · Securities and Exchange Commission · 17 CFR parts 240, 242 · Opens the Federal Register
- May 26, 2026Registered Offering Reform
Proposed rule · Securities and Exchange Commission · 17 CFR parts 210, 229, 230 and 4 more · Opens the Federal Register
- May 21, 2026Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
Proposed rule · Securities and Exchange Commission · 17 CFR parts 210, 229, 230 and 4 more · Opens the Federal Register
- May 7, 2026Semiannual Reporting
Proposed rule · Securities and Exchange Commission · 17 CFR parts 200, 210, 229 and 6 more · Opens the Federal Register
- April 20, 2026Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
Proposed rule · Securities and Exchange Commission · 17 CFR parts 240, 242 · Opens the Federal Register
- March 31, 2026Performance-Based Investment Advisory Fees
Proposed rule · Securities and Exchange Commission · 17 CFR part 275 · Opens the Federal Register
- March 19, 2026Publication or Submission of Quotations Without Specified Information
Proposed rule · Securities and Exchange Commission · 17 CFR part 240 · Opens the Federal Register
- Feb. 23, 2026Form N-PORT Reporting
Proposed rule · Securities and Exchange Commission · 17 CFR parts 270, 274 · Opens the Federal Register
- Jan. 12, 2026"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act
Proposed rule · Securities and Exchange Commission · 17 CFR parts 270, 275, 279 · Opens the Federal Register
- Oct. 1, 2025Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration
Proposed rule · Securities and Exchange Commission · 17 CFR parts 229, 230, 239 and 2 more · Opens the Federal Register
- June 9, 2025Concept Release on Foreign Private Issuer Eligibility
Proposed rule · Securities and Exchange Commission · 17 CFR parts 230, 239, 240 and 1 more · Opens the Federal Register